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Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investing. This and other information are contained in the ARK ETFs’ prospectuses, which may be obtained by clicking here. The prospectus should be read carefully before investing. An investment in an ARK ETF is subject to risks and you can lose money on your investment in an ARK ETF. There can be no assurance that the ARK ETFs will achieve their investment objectives. The ARK ETFs’ portfolios are more volatile than broad market averages. The ARK ETFs also have specific risks, which are described in the ARK ETFs’ prospectuses.

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ARKK

ARKK

ARK Innovation ETF
Net Asset Value
$117.77
As of 10/22/2021
YTD Return
-11.21%
As of 09/30/2021
1 Day NAV Change
-$1.85 (-1.54%)
As of 10/22/2021
Expense Ratio
0.75%
Overview
Fund Objective

ARKK is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital by investing under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the Fund’s investment theme of disruptive innovation.

Fund Description

ARK defines ‘‘disruptive innovation’’ as the introduction of a technologically enabled new product or service that potentially changes the way the world works.

Companies within ARKK include those that rely on or benefit from the development of new products or services, technological improvements and advancements in scientific research relating to the areas of:

  • DNA Technologies and the “Genomic Revolution”
  • Automation, Robotics, and Energy Storage
  • Artificial Intelligence and the “Next Generation Internet”
  • Fintech Innovation
Fees
SHAREHOLDER FEES None
ANNUAL FUND OPERATING EXPENSES
  • MANAGEMENT FEE 0.75%
  • DISTRIBUTION AND/OR SERVICE (12B-1) FEES 0.00%
  • OTHER EXPENSES 0.00%
  • ACQUIRED FUND EXPENSES 0.00%
TOTAL FEES 0.75%
More Information (See Prospectus)
Fund Details
As of 09/30/2021
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  • TICKER ARKK
  • Net Assets $19,402 Million
  • TYPE Active Equity ETF
  • CUSIP 00214Q104
  • ISIN US00214Q1040
  • PRIMARY EXCHANGE NYSE Arca
  • INCEPTION DATE 10/31/2014
  • EXPENSE RATIO 0.75%
  • TYPICAL NUMBER OF HOLDINGS 35-55
  • WEIGHTED AVG. MARKET CAP. $114 Billion
  • MEDIAN MARKET CAP. $16 Billion
  • ADVISOR ARK Investment Management LLC
  • SALES SERVICES Resolute Investment Distributors, Inc.
  • FUND DISTRIBUTOR Foreside Fund Services, LLC
NAV Historical Change
As of 10/22/2021
NAV and Market Price
  • NAV $117.77
  • NAV Change -$1.85 | -1.54%
  • Median Bid/Ask Spread (30 Day) 0.02%
  • Market Price $117.75
  • Market Price Change -$1.91 | -1.60%
  • Day’s Trading Volume 179,450,000 shares
Performance
ARKK Performance
From:
As of 09/30/2021
ARKK 1 Year 3 Years 5 Years Since Inception
NAV 22.07% 34.96% 39.71% 29.65%
Market Price 22.12% 34.97% 39.68% 29.66%
ARKK 1 Months 3 Months YTD Since Inception
NAV -9.44% -15.48% -11.18% 502.67%
Market Price -9.42% -15.49% -11.21% 503.18%
ARKK 2016 Year 2017 Year 2018 Year 2019 Year 2020 Year
NAV -2.00% 87.41% 3.58% 35.23% 152.52%
Market Price -2.00% 87.34% 3.52% 35.08% 152.82%

Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when redeemed may be worth more or less than the original cost. Extraordinary performance is attributable in part due to unusually favorable market conditions and may not be repeated or consistently achieved in the future. The Fund’s most recent month-end performance can be found in the fund material section. Returns for less than one year are not annualized. Net asset value (“NAV”) returns are based on the dollar value of a single share of the ETF, calculated using the value of the underlying assets of the ETF minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects the reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the ETF’s shares may differ significantly from their NAV during periods of market volatility.

Top 10 Holdings
As of 10/25/2021
Ticker Name Market Value Weight (%)
TSLATESLA INC$2,151,112,108.8810.24%
TDOCTELADOC HEALTH INC$1,303,100,422.926.20%
COINCOINBASE GLOBAL INC -CLASS A$1,296,238,032.366.17%
ROKUROKU INC$1,141,654,606.045.43%
UUNITY SOFTWARE INC$1,080,582,355.655.14%
ZMZOOM VIDEO COMMUNICATIONS-A$953,390,147.004.54%
SQSQUARE INC - A$817,543,227.803.89%
SPOTSPOTIFY TECHNOLOGY SA$806,512,115.043.84%
SHOPSHOPIFY INC - CLASS A$763,414,348.503.63%
TWLOTWILIO INC - A$730,699,361.633.48%
Exposure Breakdowns
As of 09/30/2021
As of 09/30/2021
Geographical Region
Weight % of Market Value
North America
92.35%
Western Europe
6.93%
Asia Pacific
0.35%
Africa / Middle East
0.17%
Market Capitalization
Weight % of Market Value
Mega ($100B+)
18.33%
Large ($10 - $100B)
56.29%
Medium ($2 - $10B)
22.98%
Small ($300M - $2B)
2.20%
Micro ($50 - $300M)
0.00%

Portfolio holdings and allocations are subject to change and should not be considered investment advice or a recommendation to buy, sell or hold any particular security.

Know Your Fund
Fund Documents
Featured Documents
Fact Sheet
Summary Prospectus
Investment Case
Fund Holdings PDF
Fund Holdings CSV
Premium/Discount
Recent Premium/Discount
As of 10/22/2021
NAV 4PM Mid-Point Difference Premium/Discount
$117.77 $117.76 -$0.01 -0.01%
Select time period
Historical Data
Greatest Premium: 0.04% (10/19/2021)
Greatest Discount: -0.04% (10/08/2021)
Number of Days At
  • Premium: 8
  • NAV: 3
  • Discount: 5
Days Within Percent of NAV
  • Percent of Days ± 0.5% of NAV: 100.00%
  • Number of Days ± 0.5% of NAV: 16

The Premium/Discount chart shows the difference between the daily market price of the Fund’s shares and the Fund’s net asset value (“NAV”). The daily market price is calculated using the mid-point between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund’s NAV is calculated (usually 4:00 pm Eastern time). The vertical axis of the chart shows the premium or discount of the Mid-Point price as a percentage of the NAV. The horizontal axis shows the number of trading days covered by the chart, and each bar in the chart demonstrates how many days the Fund traded within the given premium/discount range. The data presented in the chart and table above represent past performance and cannot be used to predict future results.

The principal risks of investing in the ARKK include: Equity Securities Risk. The value of the equity securities the Fund holds may fall due to general market and economic conditions. Foreign Securities Risk. Investments in the securities of foreign issuers involve risks beyond those associated with investments in U.S. securities. Health Care Sector Risk. The health care sector may be adversely affected by government regulations and government health care programs. Communications Sector Risk. Companies is this sector may be adversely affected by potential obsolescence of products/services, pricing competition, research and development costs, substantial capital requirements and government regulation. Information Technology Sector Risk. Information technology companies face intense competition, both domestically and internationally, which may have an adverse effect on profit margins. Detailed information regarding the specific risks of ARKK ETF can be found in the prospectus. Additional risks of investing in ARKK include equity, market, management and non-diversification risks, as well as fluctuations in market value and NAV. An investment in an ETF is subject to risks and you can lose money on your investment in an ETF. There can be no assurance that the ETF will achieve its investment objective. The ETF’s portfolio is more volatile than broad market averages. Shares of ARKK are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns.