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Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investing. This and other information are contained in the ARK ETFs’ prospectuses, which may be obtained by clicking here. The prospectus should be read carefully before investing. An investment in an ARK ETF is subject to risks and you can lose money on your investment in an ARK ETF. There can be no assurance that the ARK ETFs will achieve their investment objectives. The ARK ETFs’ portfolios are more volatile than broad market averages. The ARK ETFs also have specific risks, which are described in the ARK ETFs’ prospectuses.

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ARKX

ARKX

ARK Space Exploration & Innovation ETF
Net Asset Value
$18.70
As of 12/03/2021
YTD Return
-
As of 10/31/2021
1 Day NAV Change
-$0.38 (-1.96%)
As of 12/03/2021
Expense Ratio
0.75%
Overview
Fund Objective

ARKX  is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation.

 

Fund Description

Companies within ARKX are focused on innovation across “space”. The advisor defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth, including:

Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in orbital space, including satellites and launch vehicles.

Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet.

Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials, and energy storage.

Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning systems (GPS), construction, imaging, drones, air taxis, and electric aviation vehicles.

 

Fees
SHAREHOLDER FEES None
ANNUAL FUND OPERATING EXPENSES
  • MANAGEMENT FEE 0.75%
  • DISTRIBUTION AND/OR SERVICE (12B-1) FEES 0.00%
  • OTHER EXPENSES 0.00%
  • ACQUIRED FUND EXPENSES 0.00%
TOTAL FEES 0.75%
Fund Details
As of 10/31/2021
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  • TICKER ARKX
  • Net Assets $544.6 Million
  • TYPE Active Equity ETF
  • CUSIP 00214Q807
  • ISIN US00214Q8078
  • PRIMARY EXCHANGE Cboe BZX
  • INCEPTION DATE 03/30/2021
  • EXPENSE RATIO 0.75%
  • TYPICAL NUMBER OF HOLDINGS 35-55
  • WEIGHTED AVG. MARKET CAP. $119 Billion
  • MEDIAN MARKET CAP. $25 Billion
  • ADVISOR ARK Investment Management LLC
  • SALES SERVICES Resolute Investment Distributors, Inc.
  • FUND DISTRIBUTOR Foreside Fund Services, LLC
NAV Historical Change
As of 12/03/2021
NAV and Market Price
  • NAV $18.70
  • NAV Change -$0.38 | -1.96%
  • Median Bid/Ask Spread (30 Day) 0.05%
  • Market Price $18.69
  • Market Price Change -$0.38 | -1.99%
  • Day’s Trading Volume 493,077 shares
Performance
ARKX Performance
From:
As of 09/30/2021
ARKX 1 Year 3 Years 5 Years Since Inception
NAV - - - -1.91%
Market Price - - - -2.15%
ARKX 1 Months 3 Months YTD Since Inception
NAV -6.82% -6.58% - -1.91%
Market Price -6.99% -6.85% - -2.15%
ARKX 2016 Year 2017 Year 2018 Year 2019 Year 2020 Year
NAV - - - - -
Market Price - - - - -

Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when redeemed may be worth more or less than the original cost. Extraordinary performance is attributable in part due to unusually favorable market conditions and may not be repeated or consistently achieved in the future. The Fund’s most recent month-end performance can be found in the fund material section. Returns for less than one year are not annualized. Net asset value (“NAV”) returns are based on the dollar value of a single share of the ETF, calculated using the value of the underlying assets of the ETF minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the Cboe BZX Exchange, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects the reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the ETF’s shares may differ significantly from their NAV during periods of market volatility.

Top 10 Holdings
Ticker Name Market Value Weight (%)
TRMBTRIMBLE INC$48,527,166.179.96%
PRNTTHE 3D PRINTING ETF$37,027,346.407.60%
KTOSKRATOS DEFENSE & SECURITY$31,714,707.886.51%
IRDMIRIDIUM COMMUNICATIONS INC$27,607,397.725.66%
LHXL3HARRIS TECHNOLOGIES INC$24,942,516.055.12%
6301KOMATSU LTD$21,988,445.964.51%
2618JD LOGISTICS INC$19,189,208.133.94%
UUNITY SOFTWARE INC$17,496,401.343.59%
DSY FPDASSAULT SYSTEMES SE$16,425,832.883.37%
AVAVAEROVIRONMENT INC$15,458,164.473.17%
Exposure Breakdowns
As of 10/31/2021
As of 10/31/2021
Geographical Region
Weight % of Market Value
North America
80.88%
Asia Pacific
8.65%
Western Europe
8.34%
Africa / Middle East
1.69%
Market Capitalization
Weight % of Market Value
Mega ($100B+)
12.43%
Large ($10 - $100B)
49.68%
Medium ($2 - $10B)
20.28%
Small ($300M - $2B)
17.16%
Micro ($50 - $300M)
0.00%

Portfolio holdings and allocations are subject to change and should not be considered investment advice or a recommendation to buy, sell or hold any particular security.

Know Your Fund
Fund Documents
Featured Documents
Fact Sheet
Summary Prospectus
Investment Case
Fund Holdings PDF
Fund Holdings CSV
Premium/Discount
Recent Premium/Discount
As of 12/03/2021
NAV 4PM Mid-Point Difference Premium/Discount
$18.70 $18.68 -$0.02 -0.10%
Select time period
Historical Data
Greatest Premium: 0.13% (10/28/2021)
Greatest Discount: -0.42% (12/01/2021)
Number of Days At
  • Premium: 10
  • NAV: 2
  • Discount: 33
Days Within Percent of NAV
  • Percent of Days ± 0.5% of NAV: 100.00%
  • Number of Days ± 0.5% of NAV: 45

The Premium/Discount chart shows the difference between the daily market price of the Fund’s shares and the Fund’s net asset value (“NAV”). The daily market price is calculated using the mid-point between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund’s NAV is calculated (usually 4:00 pm Eastern time). The vertical axis of the chart shows the premium or discount of the Mid-Point price as a percentage of the NAV. The horizontal axis shows the number of trading days covered by the chart, and each bar in the chart demonstrates how many days the Fund traded within the given premium/discount range. The data presented in the chart and table above represent past performance and cannot be used to predict future results.

The principal risks of investing in ARKX include: Equity Securities Risk. The value of the equity securities the Fund holds may fall due to general market and economic conditions. Foreign Securities Risk. Investments in the securities of foreign issuers involve risks beyond those associated with investments in U.S. securities. Industrials Sector Risk. The industrials sector includes companies engaged in aerospace and defense, electrical engineering, machinery, and professional services. Companies in the industrials sector may be adversely affected by changes in government regulation, world events and economic conditions. In addition, companies in the industrials sector may be adversely affected by environmental damages, product liability claims and exchange rates. Information Technology Sector Risk. The information technology sector includes companies engaged in internet software and services, technology hardware and storage peripherals, electronic equipment instruments and components, and semiconductors and semiconductor equipment. Information technology companies face intense competition, have limited product lines, markets, financial resources or personnel, face rapid product obsolescence, are heavily dependent on intellectual property and the loss of patent, copyright and trademark protections may adversely affect the profitability of these companies. Aerospace and Defense Company Risk. Companies in the aerospace and defense industry rely to a large extent on U.S. (and other) Government demand for their products and services and may be significantly affected by changes in government regulations and spending, as well as economic conditions, industry consolidation and other disasters. For other risks regarding the fund please see the prospectus. There can be no assurance that the ETF will achieve its investment objective. The ETF’s portfolio is more volatile than broad market average. Special Purpose Acquisition Companies (SPAC) Risk. A SPAC is a publicly traded company that raises investment capital for the purpose of acquiring or merging with an existing company. Investments in SPACs and similar entities are subject to a variety of risks beyond those associated with other equity securities. Because SPACs and similar entities do not have any operating history or ongoing business other than seeking acquisitions, the value of their securities is particularly dependent on the ability of the SPAC’s management to identify a merger target and complete an acquisition. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns.